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JNS archive: Regulatory filings
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Shareholder information
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HGG archive: Sale of small holdings
Corporate governance
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Regulatory Filings
View Insider related Regulatory Filings: Forms 3, 4 & 5.
Other Filings
Filing Description
Filing Type
Filing Date
File Downloads
Group Descriptions
Please click to return to the document group list.
Group:
Registration Statement
Description:
'33 or '34 Act Registration Statement
Group:
Financial Supplement
Description:
Additional information on financial results or capital structure
Group:
Form 1
Description:
Annual filing for electric utilities
Group:
LDC
Description:
Annual filing for natural gas distributors
Group:
Form 2
Description:
Annual filing for natural gas pipeline companies
Group:
Annual Regulatory Filing: Bank
Description:
Annual regulatory filing for bank, savings bank or thrift holding company
Group:
Annual Report
Description:
Annual Report to Shareholders (Glossy)
Group:
Trust Indenture Application
Description:
Application for qualification of trust indentures
Group:
Merger Approval: Bank
Description:
Approval of Merger Application
Group:
Branch Acquisition Application
Description:
Branch Acquisition Application
Group:
BrokerDealer Regulatory Filing
Description:
BrokerDealer Regulatory Filing
Group:
Capital Structure Supplement
Description:
Capital Structure or Corporate Finance Supplement
Group:
Investor Presentation
Description:
Company overview distributed to investors
Group:
8-K
Description:
Current Event Report
Group:
Platts Newsletter
Description:
Daily commodity publications that include data sets, modeling, forecasts, granular supply chain and macro supply and demand insights
Group:
De Novo Application
Description:
De Novo Charter Application
Group:
Deregistration of Securities
Description:
Deregistration of securities under '34 Act
Group:
Regulatory Filing: State
Description:
Documents filed by registered private companies with regulatory state agencies to adhere to all applicable regulations, guidelines, specifications, and other legal requirements
Group:
Financial Stability
Description:
Documents required to be filed by companies as a result of participation in the United States Financial Stability Program (including, but not limited to, TARP).
Group:
Earnings Presentation
Description:
Earnings overview distributed to investors
Group:
Earnings Release
Description:
Earnings-Related Press Release
Group:
Form 714
Description:
Electric FERC Form 714
Group:
Electric Regulatory Filing
Description:
Electric Regulatory Document
Group:
11-K
Description:
Employee Benefit Plan Filing
Group:
Energy Regulatory Filing
Description:
Energy Regulatory Document
Group:
Enforcement Actions
Description:
Enforcement Actions
Group:
ESG Filing
Description:
Environmental, social and corporate governance reports
Group:
Investment Company Filing
Description:
Filing per the Investment Company Act of 1940
Group:
Gas Regulatory Filing
Description:
Gas Regulatory Document
Group:
Industry Document
Description:
Industry Document
Group:
Geographic Research
Description:
Industry document pertaining to geographic research
Group:
Industry Research
Description:
Industry document pertaining to industry research
Group:
Insider Ownership
Description:
Insider filings under Section 16 of the '34 Act
Group:
13-F
Description:
Institutional Investor Report
Group:
Integrated Resource Plan
Description:
Integrated Resource Plan
Group:
Self Tender
Description:
Issuer Tender Offers
Group:
AML/KYC Due Diligence
Description:
Know your customer and anti-money laundering documents used for due diligence
Group:
Merger App
Description:
Merger App
Group:
Merger Press Release
Description:
Merger-Related Press Release
Group:
Misc
Description:
Miscellaneous Other Documents
Group:
Non-Issuer Tender
Description:
Non-Issuer Tender Offers, including SC14Ds
Group:
Proxy
Description:
Notice to Shareholders
Group:
Non-timely Filing Notice
Description:
Notification of Delinquent Filing
Group:
Prospectus
Description:
Offering Filing
Group:
PUHCA
Description:
Periodic Public Utility Holding Company Filing
Group:
Metals & Mining Filing
Description:
Periodic Reports Published by Companies in the Metals & Mining Industry
Group:
International Insurance Filing
Description:
Periodic reports published by non-US companies in the insurance industry
Group:
Insurance State Product Filing
Description:
Policy form, rate, rule and other filing types submitted to state regulatory bodies for the sale of insurance within their jurisdiction
Group:
Press Release
Description:
Press Release
Group:
10-Q
Description:
Quarterly '34 Act Filing
Group:
FERC Form 3-Q
Description:
Quarterly filing for electric utilities and natural gas pipeline companies
Group:
Regulatory Filing: Depository
Description:
Quarterly or semi-annual regulatory filing for bank, savings bank, savings institution, credit union, bank holding company or thrift holding company
Group:
Quarterly Report
Description:
Quarterly Report to Shareholders (Glossy)
Group:
Insurance Regulatory Filing
Description:
Regulatory filings submitted to the National Association of Insurance Commissioners by insurance companies operating in the United States of America
Group:
Mutual-to-Stock Conversion
Description:
Request for Conversion of S&L from Mutual to Stock
Group:
Request For Proposal
Description:
Request For Proposal Document
Group:
Global Research
Description:
S&P Ratings global research publication
Group:
Interim Report
Description:
Semi-Annual or Interim Report for non-US companies
Group:
Company Communication
Description:
Shareholder or other formal correspondence
Group:
Transcript
Description:
Transcripts of Conference Calls or other Company Events
Group:
Tearsheet
Description:
Two-page tearsheets for public companies
Group:
13-D
Description:
Williams Act Filing
Group:
Wireless Ownership Filing
Description:
Wireless Ownership Disclosure Information
Group:
10-K
Description:
Yearly '34 Act Filing