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  • Financial information
    • Regulatory filings
    • Quarterly results
    • Annual reports
    • JNS archive: Regulatory filings
  • News & events
    • Events & presentations
    • Press releases
    • JNS archive: Press releases
    • HGG archive: Press releases
  • Shareholder information
    • Stock information
    • Analyst coverage
    • Dividend history
    • Credit agency ratings
    • Financial calendar
    • Annual General Meeting
    • Managing your shareholding
    • FAQs
    • HGG archive: Sale of small holdings
  • Corporate governance
    • Board of Directors
    • Board committees
    • Executive committee
    • Governance policies & statements
    • Corporate Social Responsibility

Regulatory Filings

View Insider related Regulatory Filings: Forms 3, 4 & 5.


Other Filings
Filing Description Filing Type Filing Date File Downloads

Group Descriptions

Please click to return to the document group list.
Group:   Registration Statement
Description:   '33 or '34 Act Registration Statement
Group:   Financial Supplement
Description:   Additional information on financial results or capital structure
Group:   Form 1
Description:   Annual filing for electric utilities
Group:   LDC
Description:   Annual filing for natural gas distributors
Group:   Form 2
Description:   Annual filing for natural gas pipeline companies
Group:   Annual Regulatory Filing: Bank
Description:   Annual regulatory filing for bank, savings bank or thrift holding company
Group:   Annual Report
Description:   Annual Report to Shareholders (Glossy)
Group:   Trust Indenture Application
Description:   Application for qualification of trust indentures
Group:   Merger Approval: Bank
Description:   Approval of Merger Application
Group:   Branch Acquisition Application
Description:   Branch Acquisition Application
Group:   BrokerDealer Regulatory Filing
Description:   BrokerDealer Regulatory Filing
Group:   Capital Structure Supplement
Description:   Capital Structure or Corporate Finance Supplement
Group:   Investor Presentation
Description:   Company overview distributed to investors
Group:   8-K
Description:   Current Event Report
Group:   Platts Newsletter
Description:   Daily commodity publications that include data sets, modeling, forecasts, granular supply chain and macro supply and demand insights
Group:   De Novo Application
Description:   De Novo Charter Application
Group:   Deregistration of Securities
Description:   Deregistration of securities under '34 Act
Group:   Regulatory Filing: State
Description:   Documents filed by registered private companies with regulatory state agencies to adhere to all applicable regulations, guidelines, specifications, and other legal requirements
Group:   Financial Stability
Description:   Documents required to be filed by companies as a result of participation in the United States Financial Stability Program (including, but not limited to, TARP).
Group:   Earnings Presentation
Description:   Earnings overview distributed to investors
Group:   Earnings Release
Description:   Earnings-Related Press Release
Group:   Form 714
Description:   Electric FERC Form 714
Group:   Electric Regulatory Filing
Description:   Electric Regulatory Document
Group:   11-K
Description:   Employee Benefit Plan Filing
Group:   Energy Regulatory Filing
Description:   Energy Regulatory Document
Group:   Enforcement Actions
Description:   Enforcement Actions
Group:   ESG Filing
Description:   Environmental, social and corporate governance reports
Group:   Investment Company Filing
Description:   Filing per the Investment Company Act of 1940
Group:   Gas Regulatory Filing
Description:   Gas Regulatory Document
Group:   Industry Document
Description:   Industry Document
Group:   Geographic Research
Description:   Industry document pertaining to geographic research
Group:   Industry Research
Description:   Industry document pertaining to industry research
Group:   Insider Ownership
Description:   Insider filings under Section 16 of the '34 Act
Group:   13-F
Description:   Institutional Investor Report
Group:   Integrated Resource Plan
Description:   Integrated Resource Plan
Group:   Self Tender
Description:   Issuer Tender Offers
Group:   AML/KYC Due Diligence
Description:   Know your customer and anti-money laundering documents used for due diligence
Group:   Merger App
Description:   Merger App
Group:   Merger Press Release
Description:   Merger-Related Press Release
Group:   Misc
Description:   Miscellaneous Other Documents
Group:   Non-Issuer Tender
Description:   Non-Issuer Tender Offers, including SC14Ds
Group:   Proxy
Description:   Notice to Shareholders
Group:   Non-timely Filing Notice
Description:   Notification of Delinquent Filing
Group:   Prospectus
Description:   Offering Filing
Group:   PUHCA
Description:   Periodic Public Utility Holding Company Filing
Group:   Metals & Mining Filing
Description:   Periodic Reports Published by Companies in the Metals & Mining Industry
Group:   International Insurance Filing
Description:   Periodic reports published by non-US companies in the insurance industry
Group:   Insurance State Product Filing
Description:   Policy form, rate, rule and other filing types submitted to state regulatory bodies for the sale of insurance within their jurisdiction
Group:   Press Release
Description:   Press Release
Group:   10-Q
Description:   Quarterly '34 Act Filing
Group:   FERC Form 3-Q
Description:   Quarterly filing for electric utilities and natural gas pipeline companies
Group:   Regulatory Filing: Depository
Description:   Quarterly or semi-annual regulatory filing for bank, savings bank, savings institution, credit union, bank holding company or thrift holding company
Group:   Quarterly Report
Description:   Quarterly Report to Shareholders (Glossy)
Group:   Insurance Regulatory Filing
Description:   Regulatory filings submitted to the National Association of Insurance Commissioners by insurance companies operating in the United States of America
Group:   Mutual-to-Stock Conversion
Description:   Request for Conversion of S&L from Mutual to Stock
Group:   Request For Proposal
Description:   Request For Proposal Document
Group:   Global Research
Description:   S&P Ratings global research publication
Group:   Interim Report
Description:   Semi-Annual or Interim Report for non-US companies
Group:   Company Communication
Description:   Shareholder or other formal correspondence
Group:   Transcript
Description:   Transcripts of Conference Calls or other Company Events
Group:   Tearsheet
Description:   Two-page tearsheets for public companies
Group:   13-D
Description:   Williams Act Filing
Group:   Wireless Ownership Filing
Description:   Wireless Ownership Disclosure Information
Group:   10-K
Description:   Yearly '34 Act Filing
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Janus Henderson Group plc is incorporated and registered in Jersey. Company registration number: 101484. Registered office: 13 Castle Street, St Helier,  Jersey JE1 1ES. Janus Henderson Group plc is a holding company, subsidiaries of which are authorised and regulated by the Financial Conduct Authority (FCA).

 

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